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Continuing Professional Education

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Continuing Professional Education Menu NISM HomeWell-nighNCFE SEBI Circulars Support Facebook Twitter YouTube Menu HomeStart here NISM CertificationsCertification Examinations Derivatives Currency Derivatives Equity Derivatives Interest Rate Derivatives Common Derivatives CertificationViewingRegistrar & Transfer Agents RTA - Corporate RTA - Mutual Fund Compliance Securities Intermediaries Compliance (Non-Fund) Issuers Compliance Mutual Fund Mutual Fund Distributors Mutual Fund Foundation Mutual Fund Distributors (Level 2) Operations Depository Operations Securities Operations and Risk Management Merchant Banking Merchant Banking Equity Equity Sales Investment Adviser Investment Adviser (Level 1) Investment Advisors (Level 2) Basics of Securities Markets Securities Markets Foundation Research Analyst Research Analyst CertificationViewingInternal Auditors for Stock Brokers Internal Auditors for Stock Brokers CertificationViewingRetirement Adviser Retirement Adviser CertificationViewingContinuing Professional EducationContinuing Education Currency Derivatives CPE Common Derivatives CPE RTA – Corporate CPE RTA – Mutual Fund CPE Securities Intermediaries Compliance(Non-Fund) CPE Interest Rate Derivatives CPE Mutual Fund Distributors CPE Mutual Fund Foundation CPE Depository Operations CPE Securities Operations and Risk Management CPE Equity Derivatives CPE Merchant Banking CPE Investment Advisor (Level 1) Investment Advisor (Level 2) eCPEOnline CPE Mutual Fund Distributors eCPE Joint CertificationOther Examinations NISM-Moody's NISM-Moody's AnalyticsDocumentin Derivatives Market Strategies (CDMS) NISM-Moody's AnalyticsDocumentin Fixed Income Trading and Sales (CFITS) NISM-ICFL Certification in Equity Trading and Investment Advanced Certification in Financial Markets Other Initiatives -StockMIND NISM-AIWMI Certified Credit Research Analyst Certification (CCRA) Events Certified Alternative Investment Manager Certification (AIM) Exam CentresSearch Test Centres Contact UsSupport Desk NISM Certifications SupportSupport for NISM Certification Examinations NISM CPE SupportSupport for NISM Continuing Professional Education (CPE) Corporate Relations CellCorporate Relations Continuing Professional Education Print Email National Institute of Securities Markets (NISM) performs two functions delegated to it under the Securities and Exchange Board of India (Certification of Associated Persons in Securities Markets) SEBI (CAPSM) Regulations, 2007. They are: Offering mandatory Certification Examinations for associated persons in the securities market intermediaries Offering Continuing Professional Education (CPE) Programs for associated persons in the securities market intermediaries Upon expiry of the validity of the document possessed by an associated person, the document shall be re-validated by passing the relevant NISM CertificationViewingsurpassing the expiry of the existing document or by successfully completing a program of relevant one day ‘Continuing Professional Education (CPE)’ as may be specified by NISM during 12 months preceding the stage of expiry of the certificate. The document will be re-validated for a period of three years from the stage of expiry of the existing certificate. Click on the links unelevated to find out increasingly well-nigh NISM CPE Programs: NISM Series-I : Currency Derivatives NISM Series-II-A : RTA- Corporate NISM Series-II-B : RTA - Mutual Funds NISM Series-III-A: Securities Intermediaries Compliance (Non-Fund) NISM Series-IV : Interest Rate Derivatives NISM Series-V-A : Mutual Fund Distributors  NISM Series-V-B : Mutual Fund Foundation NISM Series-VI : Depository Operations NISM Series-VII : Securities Operations and Risk Management NISM Series-VIII : Equity Derivatives NISM Series-IX : Merchant Banking NISM Series-X-A: Investment Advisor (Level 1) NISM Series-X-B: Investment Advisor (Level 2)  NISM Series XIII: Common Derivatives CPE Continuing Professional EducationMenu NISM Accredited CPE Providers Upcoming CPE Programmes Partner with Us If you are an Educational Institution and want us to schedule a seminar on "How to Build a Career in Securities Markets" at your campus or unhook NISM Certification Examinations at your doorstep, Click Here to Know More.. Connect with us National Institute of Securities Markets, NISM Bhavan, Plot No. 82, Sector - 17, Vashi, Navi Mumbai Helpdesk: +91-8080806476 Fax: +91-22-6673-5110 Email: certification@nism.ac.in Quick LinksMenu HomeStart here NISM CertificationsCertification Examinations Continuing Professional EducationContinuing Education Currency Derivatives CPE Common Derivatives CPE RTA – Corporate CPE RTA – Mutual Fund CPE Securities Intermediaries Compliance(Non-Fund) CPE Interest Rate Derivatives CPE Mutual Fund Distributors CPE Mutual Fund Foundation CPE Depository Operations CPE Securities Operations and Risk Management CPE Equity Derivatives CPE Merchant Banking CPE Investment Advisor (Level 1) Investment Advisor (Level 2) eCPEOnline CPE Joint CertificationOther Examinations Exam CentresSearch Test Centres Contact UsSupport Desk  “National Institute of Securities Markets administers Certification examinations and Continuing Professional Education programs as per SEBI (Certification of Associated Persons in Securities Markets) Regulation 2007.NISM develops / approves content for various modules as per test objectives for the viewing / Continuing Professional Education programs. Similarly, NISM moreover develops examinations for respective modules. NISM does not provide any training, for preparation of examinations, directly or indirectly to participants who desire to towards for NISM examinations. However, there are organisations / entities that are providing training programs / model test papers, in matriculation room, online or any other format or medium, to participants who desire to towards for NISM examinations. It is specifically stuff brought to the notice of all concerned that NISM is not directly or indirectly associated with such training programs or model test papers or any kind of training in any form for helping pass NISM certification examinations. Further, NISM has not authorised any organisation / person as authorised training partner / trainer for providing training for passing NISM certification examinations." Disclaimer for CPE Program / Certification viewing registration and enrolment "National Institute of Securities Markets administers Certification examinations and Continuing Professional Education programs as per SEBI (Certification of Associated Persons in Securities Markets) Regulation 2007.NISM does not authorise or legitimatize any organisation / person as wage-earner / representative / helping hand for participants towards Registration / Enrolment process for NISMViewing/ CPE Program.It is observed that, there are organisations / entities that are offering service to participants in registration / enrolment with NISM and are charging spare fee on top of NISMViewing/ CPE fee.It may be noted that NISM  does not accept  responsibility of any kind for any loss that  a participant / candidate may suffer  or  for any inconvenience that may be caused  to him / her  while availing the services or information offered by such entities  / organisations."  Copyright © 2018 All rights reserved. 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